Securities Law and Litigation

Expert legal advice to help you navigate through complex issues implicating federal and state securities laws.

CHDB Law represent numerous entrepreneurs and businesses raising capital and borrowing money in private placements. We pride ourselves on providing a holistic solutions-based approach to legal advice, not just assisting clients by simply drafting documents. Our knowledge of securities laws and financing techniques allow us to provide you with inventive, cost-effective and timely solutions.

Entrepreneurs and businesses often need to raise capital in order to grow and take advantage of market changes or a new emerging opportunity. It is important to get expert legal advice in order to navigate through complex issues implicating federal and state securities laws.

Key areas of focus

Our attorneys are capable of executing a broad array of capital market transactions such as convertible note issuances, preferred equity deals and private placements.

Transactional services

  • Private Placement Memoranda
  • Term Sheet Review and Negotiation
  • Business Formation
  • Operational Policies and Procedures
  • Statutory and Regulatory Compliance
  • Federal and State Filings

Litigation and dispute resolution services

  • SEC Investigations
  • Disputes with Shareholders/Investors
  • Securities Fraud Litigation
  • Director Indemnity and Liability

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Securities Law & Litigation Practice Group

CHDB Securities Law and Litigation professionals have a deep understanding of the multifaceted challenges and nuances inherent in our clients’ endeavors. From navigating complex regulatory frameworks to resolving intricate legal disputes, our team provides dedicated support and strategic counsel.

Headshot of Chad Miesen

Chad Miesen

Shareholder

(480) 427-2860

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Tailored solutions for every client

Individual Investors

Individual investors can use securities law and litigation to protect their investments and rights as shareholders. If brokers or advisors act improperly, investors can get legal help to recover losses. Our attorneys can also help with disputes over investments, insider trading, or fiduciary duty.

Financial Institutions

For banks, investment firms, and hedge funds, a securities law and litigation law firm can provide guidance and support to help you follow the rules and handle legal issues. Our firm provides legal help for compliance, defending against claims, and handling investigations.

Corporations

We help companies to follow rules for things like public offerings and mergers. They might also need help with disputes or defending against claims.

International Investors

Foreign investors use securities law to understand and follow the rules when investing in another country. As securities law and litigation experts, we can provide support for disputes or compliance issues.

Private businesses in need of capital

Private businesses needing capital may encounter securities law and litigation as they seek to raise funds while following the rules. Legal help can be essential for structuring investment deals, drafting documents, and making sure they comply with regulations. If there are disputes with investors or regulators, businesses might need lawyers to defend them and protect their reputation and finances.

Clients we serve

  • Start-up Businesses
  • Investors
  • Entrepreneurs
  • Private Businesses in Need of Capital

Schedule an appointment

With a wealth of experience and expertise at their disposal, the attorneys at CHDB Law are committed to providing diligent guidance and effective solutions tailored to the unique needs of each client. Call (800) 743-9324 or contact us below.